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建设工程监理实务 读者对象:本教材可以作为高职院校土建专业学生使用教材,也可作为工程监理人员的岗位培训教材。
本教材紧密围绕现代建设工程监理制度,介绍成立监理企业和项目监理机构的要求,如何成为一名合格的监理工程师。并具体阐述在各个不同建设阶段,监理人员开展投资控制、进度控制、质量控制、信息管理、合同管理和安全管理等全过程工作内容,积极探索建设工程监理体制将来发展的发现。
胡泊,国家一级注册建造师、监理工程师等职业资格,现为土木工程系专职教师。多年从事工程技术、安全管理、工程检测、工程质量监督等专业方面工作。
项目一 认识建设工程监理 ·················································································.1
知识目标 ······································································································.1 拓展知识点 ···································································································.1 任务一 学习建设工程监理的基本知识 ······························································.1 1.1.1 建设工程监理简介 ··········································································.1 1.1.2 工程建设程序 ················································································.3 1.1.3 建设工程监理的性质 ·······································································.4 1.1.4 建设工程监理和政府监督管理的区别 ··················································.5 1.1.5 监理单位与其他单位的关系 ······························································.5 任务二 熟悉建设工程监理制度 ········································································.7 1.2.1 我国建设工程监理制度的发展历程 ·····················································.8 1.2.2 建设工程监理制度的特点 ·································································.8 1.2.3 建设工程监理的作用 ·······································································.9 1.2.4 我国建设工程监理制度的发展趋势 ·····················································.9 任务三 科学实施建设工程监理 ·······································································.11 1.3.1 建设工程监理的法律依据 ································································.11 1.3.2 建设工程监理实施的原则 ································································.12 1.3.3 建设工程监理实施的方法 ································································.13 1.3.4 建设工程监理实施的程序 ································································.15 项目小结 ·····································································································.16 能力训练 ·····································································································.16 项目二 工程监理企业和监理工程师 ····································································.19 知识目标 ·····································································································.19 拓展知识点 ··································································································.19 任务一 成立工程监理企业 ·············································································.19 2.1.1 工程监理企业 ···············································································.20 2.1.2 工程监理企业的资质要素 ································································.20 2.1.3 工程监理企业的资质等级和业务范围 ·················································.21 2.1.4 工程监理企业的资质申请与审批 ·······················································.24 任务二 开展工程监理业务活动 ·······································································.25 2.2.1 工程监理企业经营活动的基本准则 ····················································.25 2.2.2 工程监理费用的计取 ······································································.26 任务三 打造高素质监理工程师的成长途径 ·······················································.28 2.3.1 监理工程师的素质和职业道德 ··························································.28 2.3.2 监理工程师的法律地位和法律责任 ····················································.29 2.3.3 监理工程师的考试、注册和继续教育 ·················································.31 项目小结 ·····································································································.33 能力训练 ·····································································································.34 项目三 组建项目监理机构 ················································································.36 知识目标 ·····································································································.36 拓展知识点 ··································································································.36 任务一 了解组织的基本原理 ··········································································.36 3.1.1 组织和组织结构 ············································································.37 3.1.2 项目监理机构的组织设计 ································································.37 3.1.3 组织活动的基本原理 ······································································.39 任务二 熟悉工程项目的委托方式····································································.40 3.2.1 平行承发包模式 ············································································.40 3.2.2 设计或施工总承包模式 ···································································.42 3.2.3 项目总承包模式 ············································································.43 3.2.4 项目总承包管理模式 ······································································.44 任务三 设立工程项目监理机构 ·····································································.46 3.3.1 项目监理机构的组建 ······································································.46 3.3.2 项目监理机构的组织形式 ································································.47 3.3.3 项目监理机构的人员配备 ································································.49 3.3.4 监理人员的岗位职责 ······································································.50 项目小结 ·····································································································.52 能力训练 ·····································································································.52 项目四 建设工程投资控制 ················································································.55 知识目标 ·····································································································.55 拓展知识点 ··································································································.55 任务一 了解建设工程投资 ·············································································.55 4.1.1 建设工程投资的构成 ······································································.56 4.1.2 建设工程投资的特点 ······································································.56 4.1.3 建设工程投资控制的目标及原理 ·······················································.57 任务二 科学决策施工前期项目投资 ································································.59 4.2.1 决策阶段的投资控制 ······································································.59 4.2.2 设计阶段的投资控制 ······································································.60 4.2.3 招投标阶段的投资控制 ···································································.61 任务三 施工阶段对项目投资进行控制 ·····························································.61 4.3.1 工程计量 ·····················································································.62 4.3.2 现场签证 ·····················································································.63 4.3.3 合同价款调整 ···············································································.63 4.3.4 工程变更和变更估价 ······································································.64 4.3.5 工程索赔 ·····················································································.65 4.3.6 工程款支付 ··················································································.66 任务四 建设工程投资偏差分析 ·······································································.69 4.4.1 投资偏差分析参数 ·········································································.69 4.4.2 投资偏差原因分析 ·········································································.70 4.4.3 投资偏差处理 ···············································································.71 项目小结 ·····································································································.71 能力训练 ·····································································································.72 项目五 建设工程进度控制 ················································································.74 知识目标 ·····································································································.74 拓展知识点 ··································································································.74 任务一 了解建设工程进度控制 ·······································································.74 5.1.1 建设工程进度控制的概念 ································································.75 5.1.2 建设工程进度的日期和期限 ·····························································.75 5.1.3 影响建设工程进度的因素 ································································.76 任务二 编制、检查和优化施工进度计划 ··························································.77 5.2.1 施工进度计划的编制 ······································································.78 5.2.2 施工进度计划审查 ·········································································.78 5.2.3 施工进度计划的动态检查 ································································.79 5.2.4 施工进度计划的调整和优化 ·····························································.80 任务三 对工程项目实施进度控制····································································.81 5.3.1 确定进度控制目标 ·········································································.82 5.3.2 进度控制的监理工作内容 ································································.82 5.3.3 比较施工进度的方法 ······································································.85 项目小结 ·····································································································.89 能力训练 ·····································································································.89 项目六 建设工程质量控制 ················································································.92 知识目标 ·····································································································.92 拓展知识点 ··································································································.92 任务一 了解建设工程质量的相关知识 ·····························································.92 6.1.1 建设工程质量的概念 ······································································.92 6.1.2 建设工程质量的特点 ······································································.93 6.1.3 影响建设工程质量的主要因素 ··························································.93 6.1.4 各阶段对建设工程质量的影响 ··························································.94 任务二 熟悉建设工程项目质量控制 ································································.95 6.2.1 质量控制的目标 ············································································.95 6.2.2 质量控制的原则 ············································································.96 6.2.3 参建各方的质量责任和义务 ·····························································.96 任务三 在项目施工过程中的质量控制 ·····························································.99 6.3.1 准备阶段的监理工作 ······································································.99 6.3.2 实施阶段的监理工作 ····································································.102 6.3.3 质量控制的方法 ··········································································.107 任务四 处理质量缺陷与质量事故···································································.111 6.4.1 质量缺陷的处理程序 ·····································································.111 6.4.2 质量事故的处理程序 ····································································.112 6.4.3 质量事故的鉴定和验收 ·································································.112 项目小结 ···································································································.113 能力训练 ···································································································.113 项目七 建设工程监理验收工作 ········································································.116 知识目标 ···································································································.116 拓展知识点 ································································································.116 任务一 规范化制定质量验收方案··································································.116 7.1.1 建设工程的划分 ··········································································.117 7.1.2 质量验收工作的内容 ····································································.117 7.1.3 质量验收程序 ·············································································.118 任务二 项目监理机构组织施工质量验收 ························································.119 7.2.1 检验批质量验收 ··········································································.119 7.2.2 分项工程质量验收 ·······································································.122 7.2.3 分部工程质量验收 ·······································································.123 任务三 建设单位组织单位工程竣工验收 ························································.125 7.3.1 单位工程竣工验收条件 ·································································.126 7.3.2 单位工程竣工验收的工作内容 ························································.126 7.3.3 质量验收标准 ·············································································.127 任务四 实施工程验收后的监理工作 ······························································.133 7.4.1 质量验收不合格的处理方式 ···························································.134 7.4.2 工程竣工验收报告 ·······································································.134 7.4.3 工程质量维护与保修 ····································································.135 项目小结 ···································································································.135 能力训练 ···································································································.136 项目八 建设工程监理文件与信息管理 ·······························································.141 知识目标 ···································································································.141 拓展知识点 ································································································.141 任务一 了解建设工程信息管理 ·····································································.141 8.1.1 信息管理的概念 ··········································································.142 8.1.2 建设项目管理信息化 ····································································.142 8.1.3 信息管理中BIM 技术的应用 ··························································.144 任务二 整理和形成监理文件资料··································································.145 8.2.1 监理文件资料概述 ·······································································.145 8.2.2 监理实施前的主要文件资料 ···························································.146 8.2.3 监理过程中形成的主要文件 ···························································.148 8.2.4 监理文件资料管理 ·······································································.149 任务三 项目监理机构对工程档案的管理 ························································.150 8.3.1 工程档案概述 ·············································································.150 8.3.2 工程文件档案管理 ·······································································.151 8.3.3 工程档案验收与移交 ····································································.153 项目小结 ···································································································.154 能力训练 ···································································································.154 项目九 建设工程合同管理 ··············································································.157 知识目标 ···································································································.157 拓展知识点 ································································································.157 任务一 了解建设工程合同 ···········································································.157 9.1.1 合同的基本知识 ··········································································.158 9.1.2 与建设工程相关的合同 ·································································.159 9.1.3 合同管理的内容与方法 ·································································.161 任务二 熟悉建设工程施工合同关键性条款 ·····················································.162 9.2.1 建设工程施工合同的相关知识 ························································.162 9.2.2 合同当事人及项目负责人 ······························································.163 9.2.3 合同主体的义务 ··········································································.164 9.2.4 对监理人的规定 ··········································································.165 9.2.5 违约责任 ···················································································.165 9.2.6 不可抗力 ···················································································.167 9.2.7 索赔 ·························································································.167 9.2.8 争议解决 ···················································································.168 任务三 监理单位订立建设工程监理合同 ························································.169 9.3.1 监理合同的相关知识 ····································································.170 9.3.2 当事人的义务 ·············································································.170 9.3.3 违约责任 ···················································································.172 9.3.4 合同履行 ···················································································.172 9.3.5 争议解决 ···················································································.174 任务四 工程合同中应考虑的风险问题 ···························································.174 9.4.1 合同风险分类及成因 ····································································.175 9.4.2 施工合同的常见风险及特征 ···························································.175 9.4.3 工程合同的风险分配 ····································································.176 项目小结 ···································································································.177 能力训练 ···································································································.177 项目十 建设工程安全监理工作 ········································································.181 知识目标 ···································································································.181 拓展知识点 ································································································.181 任务一 了解我国建设工程安全管理体制 ························································.181 10.1.1 建设工程安全生产管理概述 ·························································.182 10.1.2 建设工程安全监理的含义 ····························································.182 10.1.3 建设工程安全生产的法律、法规 ···················································.183 10.1.4 各参建单位的安全行为 ·······························································.185 10.1.5 监理单位安全管理的法律责任 ······················································.186 任务二 开展施工现场安全监理工作 ······························································.187 10.2.1 准备阶段的安全监理工作 ····························································.188 10.2.2 施工阶段的安全监理工作 ····························································.189 10.2.3 安全监理资料 ···········································································.192 任务三 有效应对危险性较大的分部分项工程 ··················································.192 10.3.1 危险性较大的分部分项工程 ·························································.193 10.3.2 危大工程专项施工方案 ·······························································.193 10.3.3 危大工程现场安全监理 ·······························································.194 任务四 建立和落实安全监理责任制度 ···························································.195 10.4.1 监理单位的安全管理制度 ····························································.196 10.4.2 项目监理机构各岗位的安全职责 ···················································.196 10.4.3 安全监理方式和手段 ··································································.198 项目小结 ···································································································.201 能力训练 ···································································································.201 项目十一 监理工作风险管理 ···········································································.204 知识目标 ···································································································.204 拓展知识点 ································································································.204 任务一 了解建设工程风险基本知识 ······························································.204 11.1.1 风险的相关概念 ·········································································.204 11.1.2 工程项目的风险类型 ···································································.206 任务二 监理单位合理应对项目风险 ······························································.207 11.2.1 建设工程风险管理 ······································································.207 11.2.2 监理单位的主要风险 ···································································.208 11.2.3 监理单位的风险防范措施 ····························································.209 项目小结 ···································································································.213 能力训练 ···································································································.213 附录A 《建设工程监理规范》用表目录 ····························································.216 第一节 A 类表(监理单位用表) ··································································.216 第二节 B 类表(监理单位用表) ··································································.225 第三节 C 类表(通用表) ···········································································.240 附件B 危险性较大的分部分项工程范围 ····························································.244 一、基坑工程 ······················································································.244 二、模板工程及支撑体系 ·······································································.244 三、起重吊装及起重机械安装拆卸工程 ·····················································.244 四、脚手架工程 ···················································································.244 五、拆除工程 ······················································································.245 六、暗挖工程 ······················································································.245 七、其他 ····························································································.245 附录C 超过一定规模的危险性较大的分部分项工程范围 ·······································.246 一、深基坑工程 ···················································································.246 二、模板工程及支撑体系 ·······································································.246 三、起重吊装及起重机械安装拆卸工程 ·····················································.246 四、脚手架工程 ···················································································.246 五、拆除工程 ······················································································.246 六、暗挖工程 ······················································································.247 七、其他 ····························································································.247 附录D 监理概论课程论文题目参考 ··································································.248 参考文献 ······································································································.249
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